Fixed Income Terms and Conditions

TERMS & CONDITIONS

1. Net Asset Value (NAV)
Prices are calculated on a NAV basis. The NAV is the total value of all assets in the portfolio, including any income accrual and less any permissible deductions as defined in the prospectus, divided by the number of units in issue. Permissible deductions include brokerage, auditor's fees, bank charges, trustee fees, administrative expenses for the AGM, and the service charge levied by GLICO Fixed Income Fund (“the Manager”).

2. Income Distributions
Income is not distributed from the fund. All earnings are reinvested, which impacts the NAV of the fund. Investors seeking to withdraw earnings must sell part of their units to realize gains.

3. Electronic Transactions
The Client agrees that the Manager is entitled to implement all instructions and applications received via email, fax, or any other electronic medium that appear to emanate from the Client, but only after the Client has signed the email indemnity form.
The Manager is indemnified against any losses, claims, or damages arising from acting on such instructions, even if it is later proved an instruction was not given by the Client. The Client agrees that the electronic records of all such instructions shall constitute prima facie proof of their contents.

4. Payments/Withdrawals
Redemptions will only be paid into an account or via a cheque issued in the name of the Client. No third-party cheque payments will be made unless the Client has expressly instructed the Manager to do so.

5. General
5.1 An investment in the units of this collective investment scheme is not the same as a bank deposit.
5.2 The value of units may go down as well as up. Past performance is not a guide to future performance.
5.3 The Manager undertakes to repurchase units at the prevailing NAV price in accordance with legislation and the relevant deeds.
5.4 Payment will be made within 24 hours of receipt of a valid redemption/withdrawal form.
5.5 There are no entry or exit charges.
5.6 A schedule of charges and maximum charges is available on request from the Manager. Commissions and incentives may be paid and would be included in the overall costs.
5.7 All portfolios are valued daily at 17h00. Investments and redemptions/withdrawals will receive the previous day's closing NAV price. Instructions received on a Saturday, Sunday, or public holiday will receive the price of the following business day.
5.8 A redemption instruction may be sent electronically where the Client has an electronic indemnity with the Manager.
5.9 Investment application forms may be sent electronically but must be confirmed by sending the original to the Manager.
5.10 The Client confirms that neither the Manager nor its staff provided investment advice, and that the Client has considered the investment's appropriateness given their unique objectives, financial situation, and needs.
5.11 Requests for change of particulars must be accompanied by duly certified supporting documentation.
5.12 If this form is signed under a power of attorney, a certified copy of such power must be attached unless previously recorded.
5.13 For trusts, companies, or institutions, a copy of the letter of authority, certificate of incorporation, company resolution, or similar document is required to support account opening.
5.14 The Client agrees to provide all required documentation and understands the Manager is prohibited from processing transactions until all such information is received, unless a completed submission and declaration has been provided.
5.15 Clients will receive quarterly electronic statements unless another frequency is specified.
5.16 Non-residents and Emigrants: Foreign funds must be sent to the Manager's relevant bank account in foreign currency or Ghana Cedis. Clients are responsible for confirming the conversion date or spot rate with their bank. The Manager is not responsible for confirming the conversion date/rate or for the investment until funds appear in its account.
5.17 All deposits must be made into the designated mutual fund bank account.
5.18 The Custodian: First Atlantic Bank Limited, Atlantic Place, No. 1 Seventh Avenue, Ridge West Accra, P.O. Box CT 162, Cantonments Accra, Ghana. Telephone: +233 302 680 925.
5.19 The Manager: GLICO Capital Ltd. is licensed by the Securities and Exchange Commission of Ghana.
5.20 This application form and the relevant custody agreement for the GFIF collective investment scheme constitute the agreement between the Investor and the Manager. Investments will be administered under applicable legislation.
5.21 Contact Details: GLICO Fixed Income Fund, No. 3A Digya Lane, Airport Residential Area, Accra. P.O. Box 4251, Accra, Ghana. Telephone: +233 (0)303 972 870. Website: www.glicocapital.com.
5.22 Business Hours: Transactional business hours are Monday to Friday, 08h00 to 17h00 (excluding public holidays).
5.23 The Manager does not provide any guarantee with respect to capital or the return of a portfolio.
5.24 Redemption rights are subject to suspension.
5.25 Conflicts of Interest: The Manager shall, where possible, avoid conflicts of interest. Where unavoidable, the Manager shall advise the Client in writing at the earliest reasonable opportunity and shall mitigate the conflict.
5.26 Complaints: Complaints regarding services can be sent via email to info@glicocapital.com, by phone at +233 (0)303 972 870, or by post to P.O. Box 4251, Accra.

KYC Terms and Conditions

TERMS AND CONDITIONS

1. GLICO Capital will manage the funds within the agreed mandate after establishing the client's investment objectives and risk profile and as such will make specific investment decisions without discussing these with the client at a fee.

2. Redemption of funds do not attract any charge and payment will be made within a maximum of 3 working days.

3. Redemption notice must be signed and issued at least three (3) working days before funds are paid to the investor.

4. Payments/Withdrawals: Redemptions can only be made into an account provided during onboarding or cheque issued in the name of the client. No third-party transfers or cheque payments will be made except where client has expressly instructed the Manager to do so.

5. An investment with a fund manager is not the same as a deposit with a banking institution. The value of your investment may go down as well as up and past performance is not necessarily a guide to future performance. Hence investments returns are not fixed.

DATA PROTECTION

You consent to us collecting your Personal Information from you and where lawful and reasonable, from public sources for credit, fraud and compliance purposes, as well as the purposes set out below. If you give us Personal Information about or on behalf of another person (including, but not limited to, account signatories, shareholders, principal executive officers, trustees and beneficiaries), you confirm that you are authorised to: (a) give us the Personal Information; (b) consent on their behalf to the Processing of their Personal Information, specifically any cross-border transfer of Personal Information into and outside the country where the products or services are provided; and (c) receive any privacy notices on their behalf. You consent to us processing your Personal Information:

to provide products and services to you in terms of this agreement and any other products and services for which you may apply;

to carry out statistical and other analyses to identify potential markets and trends, evaluate and improve our business (this includes improving existing and developing new products and services);

In other countries where the products or services are provided. These countries may not have the same data protection laws as the country where the products or services are provided. Where we can, we will ask the receiving party to agree to our privacy policies;

By sharing your Personal Information with our third-party service providers, locally and

outside the country where the products or services are provided. We ask people who provide services to us to agree to our privacy policies if they need access to any Personal Information to carry out their services; and within the Group.

SANCTION CLAUSE

We can close your account should your name appear on the sanction list. For the purpose of this agreement: ”Sanction List” shall mean the specially designated nationals and blocked persons list of the Office of Foreign Asset Control(OFAC) of the department of treasury of the United States of America and/or the United Nations Security Council list of persons or entities suspected to be involved in terrorist related activities or the funding thereof and/or any other list of Her Majesty's Treasury of the united Kingdom and/or the European Union's Common Foreign and Security Policy and/or the French Ministry of Economy, Finance and Industry (MINEFI) as may be amended from time to time. We can also close your account and terminate all contracts if we identify activities to sanctioned individuals and/or entities. You will indemnify us for any losses that may occur as a result of blocked and/or seized funds.